FontSize

CNY-denominated Securities

1.TRADE-RELATED SERVICES

Items	Charges
Commission	0.25% (min CNY ￥85.00 per transaction)
Transaction Levy	0.0027% on consideration
Investor Compensation Levy	0.000% on consideration
Trading Fee	0.005% on consideration
Trading Tariff	Free
Stamp Duty	CNY ￥1.00 for every CNY ￥1,000.00 on consideration
CCASS Stock Settlement Fee	0.002% (min CNY ￥2.00, max CNY ￥85.00 on consideration)

2.SCRIP HANDLING AND SETTLEMENT-RELATED SERVICES

Items	Charges
Money Settlement Fee	Free
Physical Scrip Deposit Charge (Charge by Hong Kong Government)	CNY￥5.00 for each transfer deed
Physical Scrip Withdrawal Charge	CNY￥5.00 per board lot (minimum CNY￥50.00 per stock)
Deposit Transaction Charge	Free
Settlement Instruction Fee
Real Times Settlement Instruction	CNY￥300.00 per transaction
S.I. Scrip Receipt Through CCASS	Free
S.I. Scrip Delivery Through CCASS	0.002% of value of eligible securities on settlement day (using closing prices of previous trading day), subject to a minimum fee of CNY￥3.00 and maximum of CNY￥100.00 per side per SI transaction and CNY￥100.00 per transaction/Free (stock deposit/withdrawal through CCASS settled against payment with the settlement amount on the settlement day)
Investor Settlement Instruction Fee
I.S.I. Scrip Receipt Through CCASS	Free
I.S.I. Scrip Delivery Through CCASS	CNY￥100.00 per transaction Free (stock deposit/withdrawal through CCASS settled against payment with the settlement amount on the settlement day)
Compulsory Share Buy-back Fee (charge by CCASS)	0.50% of value of eligible securities (closing prices on settlement day), max CNY￥100,000.00

3.NOMINEE SERVICES AND CORPORATE ACTIONS

Items	Charges
Scrip Fee
CCASS Registration Charge	CNY ￥2.50 per board lot
On Out-Of-Money Rights issues At Book Close Dates	Free
On The Delisting Of Securities Of Issuers Under Liquidation	Free
On Exchange Of Shares in Which No Extra Cash Or Stock	Free
Collection Fee of Cash / Scrip Dividend (HK Stocks)	0.5% of cash amount of dividend, Min CNY ￥20.00, Max: CNY ￥10,000.00
Collection Fee of Bonus Issue	Free
Rights Issue Entitlement Charge	Free
Fee For Rights Exercise	CNY ￥0.80 per board lot + CNY ￥50.00 handling fee
Fee For Excess Rights Application	CNY ￥50.00 handling fee ￥50.00
Fee For Tendering Shares Under A Takeover Bid	CNY ￥0.80 per board lot + CNY ￥50.00 handling fee
Fee For Change Of Registration At Share Registrar	CNY ￥5.00 per board lot, Min CNY ￥100.00
Fee For Handling Share Consolidation / Split	Free
Handling Fee for Conversion, Redemption and Corporate Action of Registered and Bearer Debt Securities including Exchange Fund Note and Specified Instruments	CNY ￥30.00 per instruction / announcement + CNY ￥50.00 handling fee
Special Custody Fee	CNY ￥100.00 for every month per stock (Applicable to stocks failing to be deposited to CCASS)

4.FINANCING AND OTHER SERVICES

Items	Charges
Margin Account Financing Charge	Please call Customer Services Hotline (852)2663-8888 for the latest interest rate
Securities Subscription Handling Charge	CNY ￥85.00 / application
Cash Account Overdue Interest	Please call Customer Services Hotline (852)2663-8888 for the latest interest rate
Financing Charge for Subscriptions of Securities	Please call Customer Services Hotline (852)2663-8888 for the latest interest rate
Banking Service Charges
Stop Payment Charge	CNY ￥300.00 per transaction
Returned Cheque Charge	CNY ￥200.00 per transaction
Fund Transfer by CHATS	CNY ￥200.00 per transaction
Fee For Claiming Unclaimed Benefit Entitlements	CNY ￥700.00 per stock

CASH Coins Earning Method:
Total Monthly Commission Paid (HK$) x 1

Example:
If the commission paid for your monthly securities transaction is HK$500, the CASH Coins earned will be 500 (HK$500 x 1).
For inquiries about CASH Coins, please visit our CASH Coins website.

Note:
The above Charges are subject to revision from time to time without prior notice. For enquiries, please contact our Customer Services Hotline at (852) 2663-8888.