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PP for NASDAQ

1. TRADE-RELATED SERVICES
2. SCRIP HANDLING AND SETTLEMENT-RELATED SERVICES
3. NOMINEE SERVICES AND CORPORATE ACTIONS

1.TRADE-RELATED SERVICES

Items Charges
Commission (Orders placed via Internet) 0.25% (min HK $100.00 per transaction)
Transaction Levy 0.0027% on consideration
Trading Fee 0.005% per consideration
Stamp Duty Nil

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2.SCRIP HANDLING AND SETTLEMENT-RELATED SERVICES

Items Charges
CCASS Stock Settlement Fee 0.002% (min HK $2.00, max HK $100.00 on consideration)
Cross-border Transfer Fee for Receipts / Deliveries of Foreign Securities HK$200.00 per instruction and HK$50.00 handling fee and out-of-pocket expenses incurred by Hong Kong Clearing
Physical Scrip Withdrawal Fee

(The fee also applies to the withdrawal of securities entitlements accruing from foreign securities which are not eligible securities.)
HK $600.00 per instruction and HK$100.00 handling fee and out-of-pocket expenses incurred by Hong Kong Clearing

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3.NOMINEE SERVICES AND CORPORATE ACTIONS

Items Charges
Handling fee for Warrant Conversions, Voluntary Takeover, Tender Offers or Open Offers HK$600.00 per instruction and HK$100.00 handling fee and out-of-pocket expenses incurred by Hong Kong Clearing
Remark:: Dividend collection fee, handling fee for unclaimed entitlement / conversion / redemption / corporate action is same as local stocks.

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Note:

1) Clients buying / selling foreign stocks shall bear the remittance fee for telegraphic transfer.
2) The above Charges are subject to revision from time to time without prior notice. For enquiries, please contact our Customer Services Hotline at (852) 2663-8888.


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