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US Stocks

1.SECURITIES TRADING SERVICES

Items	Charges
Commission - Electronic Trading1	USD$0.0049/share, min USD$0.99/order
Platform fee - Electronic Trading	USD$0.005/share, min USD$1.00/order
Commission - Dealing Service	USD$0.015/share, min USD$25.00/order
Platform fee - Dealing Service	USD$0.005/share, min USD$1.00/order
Commission (applicable to US Restricted Securities)	Negotiable
Stamp Duty, Trading Fee & Transaction Levy	Not applicable
Envelope Settlement Service (ESS) fee (Subject to selected stocks of DTCC) * Applied to selective securities, Click Here	USD$200.00 / daily transaction

Note:
1) Electronic Trading include i) Alpha i Mobile Trading App, ii) CFSG Web Trading Platform, iii) PC Desktop Trading
2) The above Charges are subject to revision from time to time without prior notice. For enquiries, please contact our Customer Services Hotline at (852) 2663-8888.

2.SCRIP HANDLING AND SETTLEMENT-RELATED SERVICES

Items	Charges
Clearing Fee	Nil
Physical Scrip Deposit Fee	Depository of physical scrip is suspended
Stock Deposit (through DTC)	Depository of stock is suspended
Physical Scrip Withdrawal Fee	US$200.00 / stock
Stock Withdrawal (through DTC)	US$200.00 / stock
Handling charge on reject every time (by exchange or share registration)	US$150.00 / time

3.NOMINEE SERVICES AND CORPORATE ACTION

Items	Charges
Cash Dividend Collection	US$10.00 / announcement
Stock Dividend Collection	US$10.00 / announcement
Corporation Action	US$40.00 per transaction
Conversion of ADR/GDR into Ordinary Shares	US$250.00 + US$50.00 (extra for ADR 'pick up') / stock
Conversion of CB into Shares	US$250.00 / stock
Voluntary Reorganisation and Redemption	US$10.00/ stock
ADR Custodian Fee	US$0.02 per share (Subject to the charges of different ADR agents)

4.OTHER SERVICES

Items	Charges
Telegraphic Transfer	Handling charge for remitting USD is US$40.00 / HK$300 Handling charge for remitting other currencies is HK$50.00 plus bank charges (deduct from the remittance proceeds by bank)
Returned Cheque Charge	US$65.00 or HK$500.00 per transaction

Note:

1） Clients buying / selling foreign stocks shall bear the remittance fee for telegraphic transfer.
2） he above Charges are subject to revision from time to time without prior notice. For enquiries, please contact our Customer Services Hotline at (852) 2663-8888.