FontSize

Stock Settlement

1. How can clients deposit stocks ?

Clients should bring the physical scrip(s) to the sales and operations centres, client is required to sign as the transferor at the back of the certificate or "Standard Form of Transfer. For stock deposit, CASH does not charge any whilst the HK government charges HK$5 per transfer deed.

2.How can I transfer stock(s) from other brokers to CASH

Clients can fax/submit in person the signed Settlement Instruction (SI) form; Electronic trading account holder can transfer stocks by logging in the online trading account and issuing instruction at Settlement-Stock Deposit. Clients should ensure that all the SI details have been provided including the code, name and quantity of stock(s), name of counter-party, contact person and number, and sign the form.

3.How can I withdraw stocks? Any handling charge involved?

Clients can fax/submit in person the signed stock withdrawal form; Electronic trading account holder can transfer stocks by logging in the online trading account and issuing instruction at Settlement-Stock Withdrawal. The handling charge is HK$5.00 per board lot (minimum HK$50.00 per stock and, no upper limit)

4.What if I do not collect the physical scrip before the deadline?

If clients do not collect the physical scrip within one month from when we notify clients of the collection date, the physical scrip(s) will then be deposited back to client’s account and maintained with CCASS. Clients have to pay handling charge for collecting the physical scrip again.

5. Can I get physical scrip of B shares from my account ?

No physical scrip of B shares is available for withdrawal.

6. Processing Time ?

Item	Handling Time Upon Receipt of Instruction*	Average Processing Time
Stock Withdrawal - Physical Scrip	before 16:00 - will be handled on the same day	3 - 7 working days
	after 16:00 - will be handled on next working day
Stock Withdrawal - SI Instruction	before 16:00 - will be handled on the same day	half working day
Stock Deposit - Physical Scrip	before 16:00 - will be handled on the same day	10 working days
	after 16:00 - will be handled on next working day
Stock Deposit - SI Instruction	before 12:00 noon - will be handled on the same day	half working day
	after 12:00 noon - will be handled on next working day