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Our Professional Teams


Board of Directors

Bankee KWAN, JP

CHAIRMAN & CEO

DBA(Hon), MBA, BBA, FFA, FHKSI, CPM(HK), FHKIM

Dr Kwan is responsible for devising the overall business strategy of the Group. Dr Kwan has extensive experience in corporate management, strategic planning, marketing management, financial advisory and banking. An MBA graduate from The Murdoch University of Perth, Australia and a BBA graduate from The Chinese University of Hong Kong, Dr Kwan was also conferred an Honorary Doctorate degree in Business Administration. Dr Kwan is also a fellow of the Institute of Financial Accountants, UK, the Hong Kong Securities and Investment Institute and the Hong Kong Institute of Marketing (HKIM). He is a Certified Professional Marketer (HK) of HKIM. He is a Justice of Peace (JP) of the HKSAR.

 

Dr Kwan is a firm believer in youth education and development. He is a John Harvard fellow of The Harvard University, US; a member of the Harvard University Asia Center Advisory Committee; a trustee of New Asia College of The Chinese University of Hong Kong; an honorary fellow of The Open University of Hong Kong; a member of the Court of City University of Hong Kong, an Adjunct Professor of The Hang Seng University of Hong Kong and an advisory professor and a honorary member of the Board of Trustees of Nanjing University. Dr Kwan is also an honorary advisor of several higher education institutions, including the LiPACE of The Open University of Hong Kong and the Academy of Oriental Studies of Peking University.

 

In addition to education, Dr Kwan is also active in serving the community. Currently, he is the vice chairman of the Business Facilitation Advisory Committee (BFAC) and also the convenor of the Wholesale and Retail Task Force (WRTF) of BFAC; a non-executive director of the Mandatory Provident Fund Schemes Authority (MPFA); a standing committee member and vice convener (Hong Kong and Macao Members) of the Chinese People’s Political Consultative Conference (CPPCC), Shanghai Committee; executive vice president of Hong Kong-Shanghai Economic Development Association; a member of the 5th Council of the China Overseas Friendship Association; a member of the Election Committee for the Fourth and the Fifth Term of the Chief Executive Election of the HKSAR; a director, honorary advisor and past chairman of the Hong Kong Retail Management Association (HKRMA); a member of Labour Advisory Board; a member of the Marketing Management Committee of the Hong Kong Management Association (HKMA); a director of the Hong Kong Justice of Peace Association. Dr Kwan has also been a member of the Central Policy Unit of the Government of the HKSAR and an honorary advisor of the CEPA Business Opportunities Development Alliance.

 

In December 2009, Dr Kwan was named “Entrepreneur of the Year 2009” in the Asia Pacific Entrepreneurship Awards as organised by Enterprise Asia, which recognised his outstanding entrepreneurial success and significant contributions to economic life and society. In April 2016, Dr Kwan was named “Man of the Year for Leadership in Asia” by IAIR, the world’s leading financial magazine. The annual IAIR Awards recognise outstanding professionals who actively promote excellences in innovation and sustainability. In August 2018, he was bestowed with the “World Outstanding Chinese Award” organised by World Chinese Business Investments Foundation, which recognised his great contribution to the global Chinese society. In December 2019, The Hang Seng University of Hong Kong bestowed the “Junzi Entrepreneur Award” on Dr Kwan, recognising his continuous contribution to the society of Hong Kong.

Lewis LI

EXECUTIVE DIRECTOR & CFO

BBus, CPA(Aus), CPA

Mr Li oversees the Group’s accounting and financial management functions. He has extensive experience in the fields of financial and accounting management. Mr Li received a Bachelor of Business Degree from Swinburne University of Technology, Australia. He is a Certified Practising Accountant of CPA Australia and a Certified Public Accountant of the Hong Kong Institute of Certified Public Accountants.

Jeffrey KWAN

EXECUTIVE DIRECTOR & GROUP HEAD OF STRATEGIC & CORPORATE GROUP

BA, MHKSI

Mr Kwan is in charge of the Group’s strategic and corporate development. He has extensive experience in the fields of financial technology, corporate and strategic management. Mr Kwan received a Bachelor of Arts Degree in Psychology from The Johns Hopkins University, US. He is a member of the Hong Kong Securities and Investment Institute.

Derek NG

EXECUTIVE DIRECTOR& GROUP HEAD OF INVESTMENT & WEALTH ADVISORY GROUP

MBA, BA, PD, CFPCM, MHKSI

Mr Ng is in charge of the Group’s investment and wealth advisory business. He has extensive experience in both the financial and retail sectors and corporate management. Mr Ng received a Master of Business Administration Degree from Southern Illinois University Carbondale, US and a Bachelor of Arts Degree from Ottawa University, US. He holds a Professional Diploma in Financial Planning from The University of Hong Kong and is a CERTIFIED FINANCIAL PLANNERCM professional and a member of the Hong Kong Securities and Investment Institute. In 2014, Mr Ng was bestowed with the “Asia Pacific Entrepreneurship Awards 2014 - Outstanding Entrepreneurship Award”, as organised by Enterprise Asia.

Lionel KWOK

EXECUTIVE DIRECTOR & PRESIDENT

BSSc, CFA, CFPCM, FRM, FAIQ

Mr Kwok is in charge of the Group’s wealth management and business development. He has almost 40 years of experience in the fields of investment, wealth management, international financial markets, private banking, investment banking, asset management, trading and sales.Mr Kwok received a Bachelor of Social Science Degree in Economics from The Chinese University of Hong Kong. He is a Chartered Financial Analyst of CFA Institute, US, a CERTIFIED FINANCIAL PLANNERCMprofessional, a Financial Risk Manager of the Global Association of Risk Professionals, US and a holder of International Certificate for Financial Advisers of the Chartered Insurance Institute and the Institute of Financial Planners of Hong Kong.

Raymond CHENG

INED

Mr Cheng has extensive experience in watch manufacturing industry and is the managing director of a watch manufacturing and trading company in Hong Kong. He is an honorary fellow of The Professional Validation Centre of Hong Kong Business Sector and a member of Young Industrialists Council Ltd. He is a committee member of The Hospital Authority New Territories West Cluster Hospitals Charitable Trust and was a member of the Medical Development Sub-committee of the Hospital Governing Committee of TuenMun Hospital. Mr Cheng was the winner of The Young Industrialist Awards for the year 1992, a member of The Watches and Clocks Advisory Committee of Hong Kong Trade Development Council, the president of the Lions Club of TuenMun and the President of Love U All Charitable Foundation. He was the chairman of The Federation of Hong Kong Watch Trades and Industries Limited and is currently an advisor of the Federation. Mr Cheng is also the chairman of the Audit Committee and the Remuneration Committee.

John LO

INED

MBA, LL.B, FCCA

Mr Lo has extensive experience in the accounting, auditing and finance fields. He received a Master of Business Administration Degree from The Oklahoma City University, US and a Bachelor of Laws Degree (LL.B) from The University of London, UK. Mr Lo is a fellow of The Association of Chartered Certified Accountants. Mr Lo is also a member of the Audit Committee.

Charles LO

INED

CPA, FFSI

Mr Lo has extensive professional and business experience in financial and investment services in Australia, Hong Kong and other Asian countries. He is a Certified Practising Accountant of the CPA, Australia, and a fellow member of the Financial Services Institute of Australasia. Mr Lo is also a member of the Audit Committee and the Remuneration Committee.


Management Teams

WILLIAM CHEUNG

CHIEF OPERATING OFFICER

MBS, BA, CPA

Mr Cheung is in charge of the overall administrative and operational control of the Group. He has extensive experience in the fields of banking, accounting and auditing. Mr Cheung received a Master of Business Studies Degree from the University of Kent at Canterbury, UK. He is a Certified Public Accountant of the Hong Kong Institute of Certified Public Accountants.

SUZANNE LUKE

COMPANY SECRETARY

FCIS, FCS

Ms Luke is in charge of the company secretarial matters of the Group. She has extensive listed company secretarial experience. She is a fellow of The Institute of Chartered Secretaries and Administrators, UK and The Hong Kong Institute of Chartered Secretaries.

PATRICK YIU

MANAGING DIRECTOR OF ASSET MANAGEMENT

BEcon

Mr Yiu is in charge of the Group’s asset management services. He has extensive experience in the financial services and asset management fields. Mr Yiu received a Bachelor of Economics Degree from The Chinese University of Hong Kong. He is a responsible officer of CASH Asset Management and CASH Wealth Management.

FREDERICK WONG

MANAGING DIRECTOR OF WEALTH ADVISORY & PLANNING DIVISION

PhD, MBA

Dr Wong is in charge of the Group’s wealth advisory and planning services. He has over 15 years of experience in information technology and 20 years of experience in asset management, wealth management and fund portfolio management. Dr Wong received a Master of Business Administration Degree from Newport University, US and a Philosophy of Doctorate Degree in Management.

KC PANG

MANAGING DIRECTOR, BUSINESS FINANCE DIVISION

MBA

Mr Pang is in charge of the Group’s business finance development. He hasextensive experience in the fields of corporate banking and business finance. Mr Pang received a Master of Business Administration Degree from The Open University of Hong Kong.

WILLIAM CHAN

MANAGING DIRECTOR OF CHINA DIVISION

MBA, BSc

Mr Chan is in charge of the Group’s overall business development in mainland China. He has extensive experience in brokerage service and wealth management fields. Mr Chan received a Master of Business Administration Degree from Cheung Kong Graduate School of Business, China and a Bachelor of Science Degree in Biochemistry from The Hong Kong University of Science and Technology. He is a responsible officer of CASH Asset Management, CASH Wealth Management, Celestial Securities and Celestial Commodities.

BARRY HO

ASSISTANT VICE PRESIDENT, CORPORATE FINANCE INVESTMENT BANKING

MSc, BEng, PCLL

Mr Ho is in charge of the Group’s investment banking business. He has extensive experience in the corporate finance and legal sectors and has advised clients in relation to merger and acquisitions and regulatory compliance. Mr. Ho is a solicitor (non-practising) of the High Court of Hong Kong and received a Postgraduate Certificate in Laws from the University of Hong Kong and a Master in Structural Engineering from the Cardiff University, UK.

ERNEST FUNG

FINANCIAL CONTROLLER

BBA, CPA

Mr Fung is assisting the CFO in overseeing the Group’s financial and accounting matters. He has extensive experience in the fields of financial and accounting management. Mr Fung received a Bachelor of Business Administration Degree in Professional Accountancy from The Chinese University of Hong Kong. He is a Certified Public Accountant of the Hong Kong Institute of Certified Public Accountants.

ANTHONY CHEUNG

HEAD OF CLIENT SERVICES DIVISION

MA, BBA

Mr Cheung is in charge of overseeing the Group’s overall client services. He has extensive experience in the fields of operational control, risk management and dealing in securities and futures market. Mr Cheung received a Master of Arts Degree in Comparative and Public History from The Chinese University of Hong Kong and a Bachelor of Business Administration Degree in Applied Economics from The Hong Kong Baptist University.

WINKY YAN

DIVISIONAL HEAD OF WEALTHTEC

BEng

Mr Yan is responsible for overseeing the development of the Group’s FinTech and WealthTech businesses. He has extensive experience in computer and information technology in the financial services industry. Mr Yan received a Bachelor of Engineering Degree in Computer Science from The Hong Kong University of Science and Technology.

GIAN CHOI

HEAD OF LEGAL AND COMPLIANCE

LLB, PCLL, GFEng

Ms Choi is in charge of overseeing and monitoring the legal and compliance matters of the Group. She has extensive experience in corporate finance, capital markets, mergers and acquisitions, legal advisory, regulatory and compliance. Ms Choi received a Bachelor of Laws Degree from University College London, UK, a Postgraduate Certificate in Laws from The University of Hong Kong and a Certificate in Graduate Financial Engineering Program from Stanford University, US. She is also a qualified solicitor in Hong Kong.

JOYCE LUK

HEAD OF OPERATIONS, BACK OFFICE

BA

Ms Luk is in charge of overseeing the daily operation of the back office of the Group. She has extensive experience in the fields of settlement and financial services. Ms Luk received a Bachelor of Arts Degree in Financial Services from Edinburgh Napier University, UK.

JACKY LI

HEAD OF OPERATIONS, SHANGHAI OFFICE

BS, IFA

Mr Li is in charge of the business development and management of the Group’s Shanghai head office. He has extensive experience in the wealth management and fund management business. Mr Li received a Bachelor of International Economics and Trade Degree from the East China University Of Science And Technology, China. He is also a member of the Institute Of Financial Accountants, UK.