Forms & Documents - CFSG

1) With effective from 1 Dec 2022, the interest rate of HKD outstanding balance will be adjusted. Click Here for details
2) The new Arrangement of Publicly Traded Partnership (PTP) Securities List will take effect on 7 Dec 2022. Click Here for details

Form

Account
Opening

Account Opening Form (Individual or joint account)

Individual/Joint Account Opening Form
Individual CIN Agreement
Meaning of terms and expressions used in Self-Certification Forms
Processing of Personal Data as part of the Hong Kong Investor Identification Regime (HKIDR), Over-the-counter Securities Transactions Reporting Regime (OTCR) and Stock Connect Northbound Trading PDF Online Form

Standing Authority (Client Money)
Self-Certification Form - Individual PDF Online Form
Client Risk Profile Questionnaire

Corporate

Customer Manual

Margin Trading Policy

T&C & Risk Disclosure

Settlement
Form

Cash Settlement

Client Withdrawal Instruction

Cancel Fund Withdrawal Instruction

Stock Settlement

Physical Scrip Withdrawal / Stock Internal Transfer Form

Entitlement & Corporate action

TIPS Form

TIPS Form

General Form

Change information

Authorisation Form

Power of Attorney

Authorization for Collecting Gifts

Application Form

Reactivate/Close

Declaration

Trading of Growth Enterprise Market GEM Securities

Declaration of Related Margin Financing Accounts

Customers Suggestion

Customers Suggestion Form